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CERTIFICATION OF FINANCIAL ASSURANCE FOR PERMIT BY RULE AND CONDITIONALLY AUTHORIZED OPERATIONS SUPPLEMENTAL GUIDE FOR COMPLETING DTSC FORM 1232 This supplemental guide is to be used by an owner or operator(O/O)of a Transportable Treat- ment Unit,an O/O of a Fixed Treatment Unit operating under Permit by Rule(PBR),or a genera- tor operating pursuant to a grant of Conditional Authorization(CA)whose estimated closure cost is not more than$10,000.00. It is also to be used in conjunction with the standard instructions and is primarily designed to instruct PBR and CA operators on how to complete sections II.and III.of DTSC Form 1232. OVERVIEW Self certification is a process whereby an O/O under PBR or a CA generator complies with specific condi- tions as an alternative to setting up a formal mechanism. It requires each to submit a letter to the CUPA or DTSC(i.e.,depending who has jurisdiction),certifying that sufficient resources are available to fund the closure. The letter must be signed in accordance to section 66270.11 and DTSC Form 1232 must also be submitted. Under Title 22,California Code of Regulations(CCR),section 67450.13(d)the requirements for self-certification reads as follow: (d)If the closure cost estimate as specified in subsection (a)(1)of this section is not more than$10,000.00,the TTU owner or operator or FTU owner or operator operating pursuant to permit by rule,or a generator operating pursuant to a grant of Conditional Authorization may comply with this section by submitting a certification signed in accordance with sec- tion 66270.11 to the CUPA,or the Department it there is no CUPA in that jurisdiction,that the TTU owner or operator of FTU owner or operator operating pursuant to permit by rule, or a generator operating pursuant to a grant of Conditional Authorization has sufficient financial resources to meet the closure cost requirements. Entities authorized to operate as of the effective date of these regulations who meet the conditions of this subdivision shall submit the signed original certification to the pertinent CUPA,or the Department if there is no CUPA in that jurisdiction,by January 1,1997. The certification for TTU opera- tions which have not yet submitted their initial notifications shall accompany each initial notification required by sections 67450.2(a),67450.3(a)(1)and 67450.3(a)(2). The certifi- cation for PBR operations which have not yet submitted their initial notifications shall accompany each initial notification required by section 67450.2(b)(3),67450.3(c)(1)and 67450.3(c)(2). The certification for a Conditionally Authorized generator which has not yet submitted its initial notification shall accompany each initial notification required by Health and Safety Code section 25200.3. A-36 Financial Assurance&Financial Responsibility Appendix